Self-regulatory organizations

Results: 6954



#Item
561Stock market / Options Clearing Corporation / Corporate finance / Dividend / Futures exchange / Short / Stock / International Securities Exchange / Financial economics / Finance / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]March 6, 2015 Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Concerning a Proposed

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Source URL: www.sec.gov

Language: English - Date: 2015-03-06 13:43:50
562Securities Exchange Act / New York Stock Exchange / Financial economics / Investment / Economy of the United States / Stock market / United States Securities and Exchange Commission / Order

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]March 3, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Eliminate Additional Order

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Source URL: www.sec.gov

Language: English - Date: 2015-03-04 07:49:25
563Investment / Finance / United States Securities and Exchange Commission / Short selling / Securities Exchange Act / Market maker / New York Stock Exchange / U.S. Securities and Exchange Commission / NASDAQ / Financial markets / Financial economics / Economy of the United States

SECURITIES AND EXCHANGE COMMISSION (Release No[removed] ; File No. SR-NYSEArca[removed]March 12, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2015-03-12 17:44:10
564Investment / Chicago Stock Exchange / Finance / Stock market / United States securities law / Regulation NMS / Routing / Securities Exchange Act / Order / Financial economics / United States Securities and Exchange Commission / Financial markets

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CHX[removed]March 12, 2015 Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Ru

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Source URL: www.sec.gov

Language: English - Date: 2015-03-12 14:14:59
565Finance / Financial system / 73rd United States Congress / United States Securities and Exchange Commission / SecondMarket / Municipal Securities Rulemaking Board / Security / Securities Act / Securities Investor Protection Corporation / Financial economics / United States securities law / Self-regulatory organizations

SecondMarket Secondary Trading Developments SEC Advisory Committee on Small and Emerging Companies March 4, 2015

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Source URL: www.sec.gov

Language: English - Date: 2015-03-03 18:58:37
566Stock market / Order / Financial markets

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]March 4, 2015 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment N

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Source URL: www.sec.gov

Language: English - Date: 2015-03-06 10:18:48
567Securities Exchange Act / NASDAQ / Quotation mark / Economy of the United States / United States / Financial economics / United States Securities and Exchange Commission / 73rd United States Congress / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]March 6, 2015 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change t

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Source URL: www.sec.gov

Language: English - Date: 2015-03-06 14:11:59
568TradeStation / Finance / Business / Monex Group / Financial Industry Regulatory Authority / Futures contract / Investing online / Chicago Stock Exchange / Foreign exchange market / Self-regulatory organizations / Financial economics / Technical analysis software

For Immediate Release TradeStation Ranked One of America’s “Top Five” Online Brokers for Third Year in a Row and #1 for Equity Trading Tools for Second Year in a Row in Annual Investor’s Business Daily Survey of

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Source URL: www.monexgroup.jp

Language: English - Date: 2015-01-26 21:43:24
569United States Securities and Exchange Commission / Self-regulatory organizations / Government / Financial system / U.S. Securities and Exchange Commission / Securities regulation in the United States / Securities Exchange Act / Financial Industry Regulatory Authority / Securities Act / United States securities law / Financial regulation / 73rd United States Congress

Microsoft Word - US_1_.doc

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Source URL: www.info.gov.hk

Language: English - Date: 2003-03-21 04:01:54
570Stock market / Financial markets / United States securities law / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / Trading room / Chicago Board Options Exchange / New York Stock Exchange / Financial economics / Finance / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]March 4, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change R

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Source URL: www.sec.gov

Language: English - Date: 2015-03-06 10:27:13
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